RTB Financial Pro Privacy Policy

RTB Financial PRO

PRIVACY POLICY

Please review RTB Advisors "RTB Financial PRO" Portal Privacy Policy

RTB Advisors Online Privacy Policy

Protecting your private information is our priority. This Statement of Privacy applies to RTB Advisors Financial PRO Platform. RTB Financial Group & Insurance Services LLC (dba RTB Advisors) governs data collection and usage for the RTB Financial PRO Portal.

For the purposes of this Privacy Policy, unless otherwise noted, all references to RTB Advisors Financial PRO Portal will include the website links provided. The RTB Financial PRO Portal and website is a resource platform for financial professionals that have signed an independent broker agreement with RTB Financial Group & Insurance Services LLC, dba RTB Advisors. By using the RTB Financial PRO Portal, you consent to the data practices described in this statement and any materials also contained in the RTB Independent Broker Agreement.

Collection of your Personal Information

In order to better provide you with the resources and information offered on our RTB Financial PRO Portal and website, RTB Advisors may collect and verify personal identifiable information, such as your:

- First and Last Name

- Mailing Address

- E-mail Address

- Phone Number

- Business Name

- Business Contact Information

- Job Title

- LinkedIn URL

If you purchase anything through or from the RTB Financial PRO Portal, additional information may be required to process your payment.

We do not collect any personal information about you unless you voluntarily provide it to us. However, you may be required to provide certain personal information to us when you elect to use certain resources, products or services available on the Site. These may include: (a) registering for an account through our Site; (b) entering a referral agreement; (c) signing up for special offers from selected third parties; (d) sending us an email message; (e) submitting your credit card or other payment information when ordering and purchasing products and services from links or through our Site. We will use your information for, but not limited to, communicating with you in relation to resources, services and/or products you have requested from us. We also may gather additional personal or non-personal information in the future.

Use of your Personal Information

RTB Advisors collects and uses your personal information to operate its website(s) and deliver the services you have requested.

RTB Advisors may also use your personally identifiable information to inform you of other products or services available from RTB Advisors, Specialists, or its affiliates.

Sharing Information with Third Parties

RTB Advisors does not sell, rent or lease its customer lists to third parties.

RTB Advisors may share data with trusted partners to help perform statistical analysis, send you email or postal mail, provide customer support, or arrange for deliveries. All such third parties are prohibited from using your personal information except to provide these services to RTB Advisors, and they are required to maintain the confidentiality of your information.

RTB Advisors may disclose your personal information, without notice, if required to do so by law or in the good faith belief that such action is necessary to: (a) conform to the edicts of the law or comply with legal process served on RTB Advisors or the site; (b) protect and defend the rights or property of RTB Advisors; and/or (c) act under exigent circumstances to protect the personal safety of users of RTB Advisors, or the public.

Tracking User Behavior

RTB Advisors may keep track of the portal, website, and pages our users visit within RTB Financial PRO Portal, in order to determine what RTB Advisors resources are the most popular. This data is used to deliver customized content and advertising within RTB Advisors to customers whose behavior indicates that they are interested in a particular subject area.

Automatically Collected Information

Information about your computer hardware and software may be automatically collected by RTB Advisors. This information can include: your IP address, browser type, domain names, access times and referring website addresses. This information is used for the operation of the service, to maintain quality of the service, and to provide general statistics regarding use of the RTB Advisors “Financial PRO Portal” or website.

Use of Cookies

The RTB Advisors website may use "cookies" to help you personalize your online experience. A cookie is a text file that is placed on your hard disk by a web page server. Cookies cannot be used to run programs or deliver viruses to your computer. Cookies are uniquely assigned to you, and can only be read by a web server in the domain that issued the cookie to you.

One of the primary purposes of cookies is to provide a convenience feature to save you time. The purpose of a cookie is to tell the Web server that you have returned to a specific page. For example, if you personalize RTB Advisors pages, or register with RTB Advisors “Financial PRO Portal) site, services, or resources, a cookie helps RTB Advisors to recall your specific information on subsequent visits. This simplifies the process of recording your personal information, such as billing addresses, shipping addresses, and so on. When you return to the same RTB Advisors Financial PRO Portal or website, the information you previously provided can be retrieved, so you can easily use the RTB Advisors features that you customized.

You have the ability to accept or decline cookies. Most Web browsers automatically accept cookies, but you can usually modify your browser setting to decline cookies if you prefer. If you choose to decline cookies, you may not be able to fully experience the interactive features of the RTB Advisors “Financial PRO Portal” resources, services or websites you visit.

Links

This website contains links to other sites. Please be aware that we are not responsible for the content or privacy practices of such other sites. We encourage our users to be aware when they leave our site and to read the privacy statements of any other site that collects personally identifiable information.

Security of your Personal Information

RTB Advisors secures your personal information from unauthorized access, use, or disclosure. RTB Advisors uses the following methods for this purpose:

- SSL Protocol

When personal information (such as a credit card number) is transmitted to other websites, it is protected through the use of encryption, such as the Secure Sockets Layer (SSL) protocol.

We strive to take appropriate security measures to protect against unauthorized access to or alteration of your personal information. Unfortunately, no data transmission over the Internet or any wireless network can be guaranteed to be 100% secure. As a result, while we strive to protect your personal information, you acknowledge that: (a) there are security and privacy limitations inherent to the Internet which are beyond our control; and (b) security, integrity, and privacy of any and all information and data exchanged between you and us through this Site cannot be guaranteed.

Right to Deletion

Subject to certain exceptions set out below, on receipt of a verifiable request from you, we will:

• Delete your personal information from our records; and

• Direct any service providers to delete your personal information from their records.

Please note that we may not be able to comply with requests to delete your personal information if it is necessary to:

• Complete the transaction for which the personal information was collected, fulfill the terms of a written warranty or product recall conducted in accordance with federal law, provide a good or service requested by you, or reasonably anticipated within the context of our ongoing business relationship with you, or otherwise perform a contract between you and us;

• Detect security incidents, protect against malicious, deceptive, fraudulent, or illegal activity; or prosecute those responsible for that activity;

• Debug to identify and repair errors that impair existing intended functionality;

• Exercise free speech, ensure the right of another consumer to exercise his or her right of free speech, or exercise another right provided for by law;

• Comply with the California Electronic Communications Privacy Act;

• Engage in public or peer-reviewed scientific, historical, or statistical research in the public interest that adheres to all other applicable ethics and privacy laws, when our deletion of the information is likely to render impossible or seriously impair the achievement of such research, provided we have obtained your informed consent;

• Enable solely internal uses that are reasonably aligned with your expectations based on your relationship with us;

• Comply with an existing legal obligation; or

• Otherwise use your personal information, internally, in a lawful manner that is compatible with the context in which you provided the information.

Children Under Thirteen

RTB Advisors does not knowingly collect personally identifiable information from children under the age of thirteen. If you are under the age of thirteen, you must ask your parent or guardian for permission to use this website and access/membership is not granted to anyone under eighteen.

E-mail Communications

From time to time, RTB Advisors may contact you via email for the purpose of providing announcements, promotional offers, alerts, confirmations, surveys, and/or other general communication. In order to improve our Resources and Services, we may receive a notification when you open an email from RTB Advisors or click on a link therein.

If you would like to stop receiving marketing or promotional communications via email from RTB Advisors, you may opt out of such communications by clicking the Unsubscribe link or email us directly to request to opt-out at info@rtbadvisors.com.

External Data Storage Sites

We may store your data on servers provided by third party hosting vendors with whom we have contracted.

Changes to this Statement

RTB Advisors reserves the right to change this Privacy Policy from time to time. We will notify you about significant changes in the way we treat personal information by sending a notice to the primary email address specified in your account, by placing a prominent notice on our site, and/or by updating any privacy information on this page. Your continued use of the Site and/or Services available through this Site after such modifications will constitute your: (a) acknowledgment of the modified Privacy Policy; and (b) agreement to abide and be bound by that Policy.

Contact Information

RTB Advisors welcomes your questions or comments regarding this Statement of Privacy. If you believe that RTB Advisors has not adhered to this Statement, please contact us directly at:

RTB Financial Group & Insurance Services LLC

dba RTB Advisors

_________________

Plano, Texas 75025

Email Address:

info@rtbadvisors.com

Telephone number:

214-206-1236

Effective as of December 01, 2021.

TEAM TRAINING

SPECIALISTS RESOURCES

Disclaimer:

RTB Financial Group & Insurance Services, LLC (DBA RTB Advisors) and related entities are each legally separate and independent entities, which cannot obligate or bind each other in respect of third parties and with each entity liable only for its own acts and omissions and not those of each other.

RTB has achieved positive results with the team-based model for its clients who have used our model, RTB business development strategies and practice management tools, but the revenue figures and successes of our top clients are not typical and depend on your efforts and marketing. Because past performance is not a predictor of future success, you may have more or less success depending on many factors, including your background, experience, work ethic, client base, and market forces. The material discussed is meant for general illustration and/or informational purposes only, and it is not to be construed as investment, tax, or legal advice. Although the information has been gathered from sources believed to be reliable, please note that individual situations can vary. Therefore, information should be relied upon when coordinated with individual professional advice. Additionally, at times we may discuss the law or new and pending legislation. Please know our team’s understanding of it is constantly changing, and you cannot and should not rely upon us for legal, financial, or accounting advice.